Nicholson G. Lamdin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholson Gist Lamdin III, who also goes by Cris Lamdin III, was a registered financial professional .
Nicholson is a previously registered financial professional and started their career in finance in 1988. Nicholson had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 15 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2005 - April 24, 2019
FRANKLIN DISTRIBUTORS, LLC
January 13, 1988 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 7/26/1983
Interest Rate Options ExaminationSeries 15
Date: 1/19/1983
Foreign Currency Options ExaminationCurrent Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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