Richard W. St-laurent

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CRD#: 1780534

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Willis St-laurent, who also goes by Richard Willis St Laurent, Richard W. Stlaurent, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 11 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Richard Willis St Laurent | Richard W. Stlaurent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2016-Present: SLA Managers/Not Investment Related/Swampscott, MA/Property Management/President & Owner/Involves three percent time each month after traditional business hours.//(2) 2003-Present: Insurance agent/Insurance related/Beverly, MA/Independent insurance agent/Offer insurance products & services via unaffiliated issuers & agencies/Involves 15% time each month, including during traditional business hours.//

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 18, 2021 - November 15, 2022

VICTORY WEALTH PARTNERS

RIA

CRD#: 107203

Beverly, MA

Past

June 29, 2018 - December 31, 2020

VICTORY WEALTH PARTNERS

RIA

CRD#: 107203

Beverly, MA

Past

January 10, 2012 - December 23, 2019

SAINT-LAURENT ASSOCIATES

RIA

CRD#: 129268

BEVERLY, MA

Past

August 5, 2005 - September 22, 2008

OSAIC WEALTH, INC.

CRD#: 23131

BEVERLY, MA

Past

June 20, 2003 - August 24, 2005

LEGACY ADVISORY SERVICES, INC.

RIA

CRD#: 111027

MILFORD, MA

Past

August 27, 2002 - August 24, 2005

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

December 10, 2001 - February 4, 2002

INTERNATIONAL SECURITIES CORPORATION

CRD#: 36023

NEW YORK, NY

Past

December 18, 2000 - July 30, 2001

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

June 7, 2000 - July 17, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 20, 1990 - December 31, 1994

F.J. GARBER & CO.

CRD#: 17989

Past

August 8, 1989 - December 5, 1990

MAIN STREET MANAGEMENT COMPANY

CRD#: 547

Past

February 18, 1988 - August 9, 1989

LPL FINANCIAL LLC

CRD#: 6413

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICTORY WEALTH PARTNERS

VICTORY ASSET MANAGEMENT CO INC | VICTORY WEALTH PARTNERS | VICTORY FIDUCIARY CONSULTING | VICTORY ASSET MANAGEMENT CO., INC.

CRD#: 107203 / SEC#: 801-36836

RIA

Registered Investment Advisory firm - (6/15/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/8/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/21/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/13/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/6/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VICTORY WEALTH PARTNERS

VICTORY ASSET MANAGEMENT CO INC | VICTORY WEALTH PARTNERS | VICTORY FIDUCIARY CONSULTING | VICTORY ASSET MANAGEMENT CO., INC.

CRD#: 107203 / SEC#: 801-36836

RIA

Registered Investment Advisory firm - (6/15/1990 Approved)

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Contact information

Main Address

53 North Main Street, Mullica Hill, NJ 08062

Mailing Address

Phone number

(856) 464-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	468
AUM (Assets Under Management)	$ 102,572,219

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard W. St-laurent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VICTORY WEALTH PARTNERS

SAINT-LAURENT ASSOCIATES

OSAIC WEALTH, INC.

LEGACY ADVISORY SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

INTERNATIONAL SECURITIES CORPORATION

MONY SECURITIES CORPORATION

MORGAN STANLEY DW INC.

F.J. GARBER & CO.

MAIN STREET MANAGEMENT COMPANY

LPL FINANCIAL LLC

Primary Firm SEC Registration

VICTORY WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/8/2011

Series 66

Date: 7/21/2000

Series 63

Date: 1/13/1988

Series 7

Date: 6/6/2000

Series 6

Date: 2/17/1988

Current Firm

VICTORY WEALTH PARTNERS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICTORY WEALTH PARTNERS

TRUST BUT VERIFY

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