Janell R. Cardinal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janell Renae Cardinal, who also goes by Junell Renue Cardinal, was a registered financial professional .
Janell is a previously registered financial professional and started their career in finance in 1988. Janell had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 1994 - January 9, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
March 31, 1992 - January 21, 1995
NATIONAL CITY INVESTMENTS CORPORATION
March 22, 1988 - October 11, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEPENDENT FINANCIAL SECURITIES, INC.
CRD#: 19924 / SEC#: , 8-37918
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
