Donald A. Combs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Alan Combs, who also goes by Donald A Combs, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1988. Donald had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2010 - April 11, 2018
STRATEGIC ADVISERS LLC
September 9, 2010 - April 10, 2018
FIDELITY BROKERAGE SERVICES LLC
January 28, 2009 - August 24, 2010
PRINCIPAL SECURITIES, INC.
December 16, 2008 - August 24, 2010
PRINCIPAL SECURITIES, INC.
November 11, 2002 - July 15, 2003
OSAIC FA, INC.
November 11, 2002 - July 15, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 11, 2002 - July 15, 2003
OSAIC FA, INC.
July 8, 1997 - November 13, 2002
CHARLES SCHWAB & CO., INC.
May 5, 1997 - November 13, 2002
CHARLES SCHWAB & CO., INC.
April 30, 1996 - April 23, 1997
CUNA BROKERAGE SERVICES, INC.
January 16, 1996 - May 1, 1996
PROTECTED INVESTORS OF AMERICA
September 13, 1995 - November 15, 1995
GUARANTY BROKERAGE SERVICES, INC.
March 15, 1995 - July 7, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 15, 1995 - July 7, 1995
OSAIC FA, INC.
March 30, 1993 - May 9, 1994
TRANSGLOBAL INVESTMENTS INC.
April 24, 1990 - May 3, 1991
CETERA WEALTH SERVICES, LLC
January 20, 1988 - April 24, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
