John E. Mccormac
Professional summary
John Edward Mccormac is a registered financial professional currently at NW CAPITAL MARKETS INC. located in Bloomfield, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 7 firms and has passed the Series 79TO, SIE, Series 50 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Edward Mccormac's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2007 - Present
NW CAPITAL MARKETS INC.
Office #1: 522 Broad Street, Bloomfield, NJ 07003February 13, 2006 - December 12, 2006
RYAN BECK & CO.
October 24, 2005 - December 15, 2005
CETERA FINANCIAL SPECIALISTS LLC
August 25, 1997 - October 24, 2005
C. J. M. PLANNING CORP.
April 1, 1992 - July 10, 1997
ADVANTAGE CAPITAL CORPORATION
July 9, 1991 - January 2, 1992
WORLD INVESTMENTS, LLC
November 23, 1988 - July 12, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NW CAPITAL MARKETS INC.
CRD#: 17622 / SEC#: , 8-35363
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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