Michael L. Green

EVERGREEN CAPITAL MANAGEMENT

Omaha, NE 68114-2508

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CRD#: 1780232

Professional summary

Michael Leroy Green is a registered financial advisor currently at EVERGREEN CAPITAL MANAGEMENT INC located in Omaha, Nebraska.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Leroy Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2002 - Present

EVERGREEN CAPITAL MANAGEMENT INC

Office #1: 909 North 96th Street Suite101, Omaha, NE 68114-2508

RIA

CRD#: 104670

Omaha, NE

Past

December 22, 1987 - February 17, 1993

KFS BD, INC.

CRD#: 490

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/11/2013)

IAR

Iowa
(10/4/2019)

IAR

Nebraska
(3/20/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/1991

General Securities Principal Examination

Current Firm

EVERGREEN CAPITAL MANAGEMENT INC

EVERGREEN CAPITAL MANAGEMENT INC | MIDAMERICA CONVENIENCE STORES LLC

CRD#: 104670 / SEC#: 801-35757

RIA

Registered Investment Advisory firm - (1/27/2006 Terminated)

Georgia

Registered Investment Advisory firm - (2/26/2020 Approved)

Illinois

Registered Investment Advisory firm - (7/11/2013 Approved)

Iowa

Registered Investment Advisory firm - (6/5/2019 Approved)

Nebraska

Registered Investment Advisory firm - (1/26/2006 Approved)

New Jersey

Registered Investment Advisory firm - (12/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

909 North 96th Street Suite101, Omaha, NE 68114-2508

Mailing Address

909 N 96th Street Sute 101, Omaha, NE 68114

Phone number

(402) 392-1220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 30,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael L. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Leroy Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVERGREEN CAPITAL MANAGEMENT INC

KFS BD, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/1992

Series 63

Date: 1/23/1988

Series 7

Date: 12/19/1987

Series 24

Date: 1/16/1991

Current Firm

EVERGREEN CAPITAL MANAGEMENT INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EVERGREEN CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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