David G. Scialabba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Guy Scialabba was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 10 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2016 - July 6, 2017
COWEN EXECUTION SERVICES LLC
February 15, 2013 - April 22, 2016
CLSA AMERICAS, LLC
April 15, 2010 - June 10, 2013
CREDIT AGRICOLE SECURITIES (USA) INC.
January 23, 2008 - January 27, 2010
HUDSON SECURITIES,INC.
February 28, 2005 - January 15, 2008
G1 EXECUTION SERVICES, LLC
November 9, 2004 - March 8, 2005
E*TRADE SECURITIES LLC
November 9, 2004 - October 3, 2005
E*TRADE CLEARING LLC
June 17, 2002 - October 28, 2004
UBS CAPITAL MARKETS L.P.
February 17, 1999 - June 13, 2002
KNIGHT CAPITAL AMERICAS, L.P.
December 22, 1987 - February 10, 1999
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
COWEN EXECUTION SERVICES LLC
CRD#: 35693 / SEC#: 801-67167, 8-46838
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN EXECUTION HOLDCO | MEMBER | |
| CHARNEY, DANIEL S. | CHIEF EXECUTIVE OFFICER | 2158255 |
| EADS, MARK B | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL - ROSFP | 2942874 |
| HOLMES, JOHN | PRINCIPAL OPERATIONS OFFICER | 1281617 |
| KAPLAN, GARY MITCHELL | MUNICIPAL PRINCIPAL | |
| LUPKIN, IRA ADAM | PRINCIPAL FINANCIAL OFFICER | 4463446 |
| MESSINGER, LINDA LOUISE | CHIEF COMPLIANCE OFFICER | 2561401 |
Disclosures
| Regulatory Event | 29 |
Red Flags
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