Robert J. Judge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Judge JR, who also goes by Bob Judge II, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 6 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 1993 - August 5, 1994
M. RIMSON & CO., INC.
January 28, 1993 - October 20, 1993
BUTTONWOOD SECURITIES, INC.
January 20, 1993 - January 28, 1993
QUEST CAPITAL STRATEGIES, INC.
March 23, 1992 - December 8, 1992
CORTLANDT CAPITAL CORPORATION
November 9, 1990 - October 2, 1991
CORTLANDT CAPITAL CORPORATION
August 24, 1989 - August 22, 1990
LOMBARD SECURITIES CORP.
November 4, 1988 - August 29, 1989
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/3/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
M. RIMSON & CO., INC.
CRD#: 5250 / SEC#: , 8-15832
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
