Bruce H. Brownell

Some features on this profile are disabled

CRD#: 1779959

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bruce Hamilton Brownell, CFP® was a registered financial professional .

Bruce is a previously registered financial professional and started their career in finance in 1988. Bruce had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Past

June 12, 2023 - December 31, 2025

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

Ponta Vedra, FL

Past

June 7, 2023 - December 31, 2025

VALMARK SECURITIES, INC.

CRD#: 31243

Ponta Vedra, FL

Past

August 22, 2019 - March 2, 2021

CAPACUITY LLC

RIA

CRD#: 297679

Ponte Vedra, FL

Past

May 21, 2019 - June 7, 2023

LION STREET ADVISORS, LLC

RIA

CRD#: 167610

PONTE VEDRA BEACH, FL

Past

May 13, 2019 - June 7, 2023

LION STREET FINANCIAL, LLC

CRD#: 165828

Ponte Vedra Beach, FL

Past

February 7, 2012 - May 14, 2019

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

PONTE VEDRA BEACH, FL

Past

December 15, 2011 - May 14, 2019

VALMARK SECURITIES, INC.

CRD#: 31243

PONTE VEDRA BEACH, FL

Past

July 16, 2007 - December 16, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

PONTE VEDRA BEACH, FL

Past

July 13, 2007 - December 16, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

PONTE VEDRA BEACH, FL

Past

July 2, 2001 - July 16, 2007

CLARK SECURITIES, INC.

CRD#: 43803

PONTE VEDRA, FL

Past

June 12, 2000 - July 2, 2001

CLARK-BARDES SECURITIES, INC.

CRD#: 29094

DALLAS, TX

Past

June 1, 1998 - May 31, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 15, 1995 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

February 1, 1988 - October 10, 1995

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/29/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333

Mailing Address

Phone number

(800) 765-5201

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALMARK ADVISERS WEALTH MANAGEMENT SOLUTIONS ADV PART 2A APPENDIX 1-WRAP FEE PROGRAM BROCHURE (6/16/2025)

VALMARK ADVISERS, INC SEC FORM 2A FIRM BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	19,096
AUM (Assets Under Management)	$ 8,379,181,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bruce H. Brownell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VALMARK SECURITIES, INC.

CAPACUITY LLC

LION STREET ADVISORS, LLC

LION STREET FINANCIAL, LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CLARK SECURITIES, INC.

CLARK-BARDES SECURITIES, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

VALMARK ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/1997

Series 63

Date: 2/15/1996

SIE

Date: 10/1/2018

Series 7

Date: 4/17/1998

Series 6

Date: 1/29/1988

Current Firm

VALMARK ADVISERS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALMARK ADVISERS, INC.

TRUST BUT VERIFY

Similar Advisors