Robert M. Pulit

VALLEY BROOK CAPITAL GROUP

Venetia, PA 15367

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CRD#: 1779439

Professional summary

Robert Michael Pulit is a registered financial advisor currently at VALLEY BROOK CAPITAL GROUP located in Venetia, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Michael Pulit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2007 - Present

VALLEY BROOK CAPITAL GROUP

Office #1: 538 Valley Brook Road Suite 100, Venetia, PA 15367

RIA

CRD#: 122460

Venetia, PA

Past

November 8, 2006 - January 2, 2015

DAUTRICH, SEILER FINANCIAL SERVICES, INC.

CRD#: 29421

VENETIA, PA

Past

May 15, 1989 - November 22, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 13, 1988 - January 5, 1989

HIBBARD BROWN & CO., INC.

CRD#: 18246

Past

May 25, 1988 - June 21, 1988

F.N. WOLF & CO., INC.

CRD#: 13051

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY BROOK CAPITAL GROUP

CRD#: 122460 / SEC#: 801-113710

RIA

Registered Investment Advisory firm - (7/27/2018 Approved)

Ohio

Registered Investment Advisory firm - (4/21/2005 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/23/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/4/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

VALLEY BROOK CAPITAL GROUP

CRD#: 122460 / SEC#: 801-113710

RIA

Registered Investment Advisory firm - (7/27/2018 Approved)

Ohio

Registered Investment Advisory firm - (4/21/2005 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/22/2018 Terminated)

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Contact information

Main Address

538 Valley Brook Road Suite 100, Venetia, PA 15367

Mailing Address

Phone number

(724) 941-8625

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MSTWA (3/5/2025)

FORM ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 192,166,993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Robert M. Pulit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Michael Pulit's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAUTRICH, SEILER FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

HIBBARD BROWN & CO., INC.

F.N. WOLF & CO., INC.

Primary Firm SEC Registration

VALLEY BROOK CAPITAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/2007

Series 63

Date: 6/23/1988

SIE

Date: 1/2/2015

Series 7

Date: 5/21/1988

Series 8

Date: 2/4/1997

Current Firm

VALLEY BROOK CAPITAL GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY BROOK CAPITAL GROUP

TRUST BUT VERIFY

Contact information

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