Robert Michael Pulit
Professional Summary
Robert Michael Pulit is a registered financial advisor currently at VALLEY BROOK CAPITAL GROUP located in Venetia, Pennsylvania. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Years of Experience
38 years in the financial services industry
Current & Past Employments
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Current Firm
BLUESTONE CAPITAL MANAGEMENT | VALLEY BROOK CAPITAL GROUP, INC. | VALLEY BROOK CAPITAL GROUP | RETIREMENT ADVISORS, INC. | MST WEALTH ADVISORS, LLC | BLUESTONE WEALTH ADVISORS, INC.
Contact Information
Main Address
538 Valley Brook Road Suite 100, Venetia, PA 15367Phone Number
(724) 941-8625# of Employees
6SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
368AUM (Assets Under Management)
$223,267,862Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
BLUESTONE CAPITAL MANAGEMENT | VALLEY BROOK CAPITAL GROUP, INC. | VALLEY BROOK CAPITAL GROUP | RETIREMENT ADVISORS, INC. | MST WEALTH ADVISORS, LLC | BLUESTONE WEALTH ADVISORS, INC.
State Registrations and Notice Filings
(3/23/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Feb 1997Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Michael Pulit's CRS (Customer Relationship Summary).
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
UBS FINANCIAL SERVICES INC.
