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JF

John Werly Fletcher Jr

CRD# 1779410·Registered 1988 - 1990
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Werly Fletcher JR was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1988 - 1990. John had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

RESOURCE SECURITIES CORPORATION·CRD# 8696
BD
February 13, 1990 - February 27, 1990
CENPAC SECURITIES CORP.·CRD# 16089
BD
August 1, 1989 - October 9, 1989
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION·CRD# 7958
BD
November 23, 1988 - July 10, 1989
EQUITIES INTERNATIONAL SECURITIES, INC.·CRD# 8663
BD
August 3, 1988 - November 28, 1988
CITADEL CAPITAL GROUP, INC.·CRD# 12976
BD
January 6, 1988 - June 14, 1988

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Current Firm

RS
RESOURCE SECURITIES CORPORATION

RESOURCE EQUITIES CORPORATION | RUFF SECURITIES CORPORATION | RESOURCE SECURITIES CORPORATION | RESOURCE SECURITIES CORP.

CRD#: 8696 / SEC#: 8-25939
BD
Terminated by SEC on 01/26/2008

Contact Information

Established

Georgia since 01/28/1981

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
MARSHALL, LARRY ANTHONYPRESIDENT AND CHIEF COMPLIANCE OFFICER702019
MARSHALL, BONNIE JEANFINANCIAL OPERATIONS PRINCIPAL840796

Disclosures

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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