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Lonnie E. Gieber

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CRD#: 1779400
LG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lonnie Eugene Gieber, who also goes by Lawrence E Gieber Jr, Lawrence Eugene Gieber Jr, Lonnie Gieber, Gieber, Gieber, was a registered financial professional .

Lonnie is a previously registered financial professional and started their career in finance in 1988. Lonnie had worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lawrence E Gieber Jr | Lawrence Eugene Gieber Jr | Lonnie Gieber | Gieber | Gieber

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 20, 2017 - August 2, 2018

SECURE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 141195
Wilsonville, OR
Past

October 13, 2015 - April 3, 2017

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA
CRD#: 142373
COLUMBUS, OH
Past

June 2, 2015 - April 3, 2017

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

October 14, 2014 - March 30, 2015

COUNTRY CAPITAL MANAGEMENT COMPANY

BD
CRD#: 12060
CLACKAMAS, OR
Past

May 31, 2012 - January 10, 2013

STATE FARM VP MANAGEMENT CORP.

BD
CRD#: 43036
BLOOMINGTON, IL
Past

May 31, 2011 - May 7, 2012

WADDELL & REED

RIA
CRD#: 866
BEAVERTON, OR
Past

May 31, 2011 - May 7, 2012

WADDELL & REED

BD
CRD#: 866
BEAVERTON, OR
Past

December 23, 2009 - April 11, 2011

MORGAN STANLEY

BD
CRD#: 149777
LAKE OSWEGO, OR
Past

December 17, 2009 - April 11, 2011

MORGAN STANLEY

RIA
CRD#: 149777
LAKE OSWEGO, OR
Past

January 22, 2008 - December 14, 2009

FINANCIAL PARTNER NETWORK, LLC

RIA
CRD#: 145977
WILSONVILLE, OR
Past

November 30, 2006 - December 31, 2007

KMS FINANCIAL SERVICES, INC.

RIA
CRD#: 3866
LAKE OSWEGO, OR
Past

November 30, 2006 - December 31, 2007

KMS FINANCIAL SERVICES, INC.

BD
CRD#: 3866
LAKE OSWEGO, OR
Past

January 21, 2005 - December 7, 2006

1717 CAPITAL MANAGEMENT COMPANY

RIA
CRD#: 4082
LAKE OSWEGO, OR
Past

December 17, 2004 - December 7, 2006

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
LAKE OSWEGO, OR
Past

July 2, 2003 - December 11, 2004

VOYA FINANCIAL PARTNERS, LLC

RIA
CRD#: 34815
PORTLAND, OR
Past

June 6, 2000 - December 11, 2004

VOYA FINANCIAL PARTNERS, LLC

BD
CRD#: 34815
WINDSOR, CT
Past

October 11, 1999 - April 18, 2000

MISSIONSQUARE INVESTMENT SERVICES

BD
CRD#: 23189
WASHINGTON, DC
Past

March 19, 1999 - October 27, 1999

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

August 18, 1998 - February 8, 1999

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

January 6, 1997 - April 2, 1998

CITISTREET EQUITIES LLC

BD
CRD#: 7447
SOMERSET, NJ
Past

October 2, 1992 - January 6, 1997

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

January 3, 1992 - October 6, 1992

PACIFIC HARBOR SECURITIES, INC.

BD
CRD#: 8755
HIGHLAND, UT
Past

November 2, 1990 - February 25, 1992

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

September 18, 1989 - September 4, 1990

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 18, 1989 - September 4, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

March 29, 1988 - December 15, 1988

AMERICAN CAPITAL CORPORATION

BD
CRD#: 16124
Past

February 3, 1988 - October 4, 1989

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
PALM BEACH GARDENS, FL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SECURE INVESTMENT MANAGEMENT, LLC
JOSHUA D. MELLBERG, SOLE PROPRIETOR | TAX SMART INVESTING & PLANNING | SENIOR ADVISORS WEALTH MANAGEMENT, LLC | SECURE INVESTMENT MANAGEMENT, LLC | JOSHUA DAVID MELLBERG, LLC DBA SENIOR ADVISORS | JOSHUA DAVID MELLBERG, LLC DBA JD MELLBERG FINANCIAL

CRD#: 141195 / SEC#: 801-80752

RIA
Registered Investment Advisory firm - (1/8/2015 Approved)
Arizona
Registered Investment Advisory firm - (1/8/2015 Terminated)
California
Registered Investment Advisory firm - (2/7/2015 Terminated)
Florida
Registered Investment Advisory firm - (9/15/2015 Terminated)
Nevada
Registered Investment Advisory firm - (2/26/2015 Terminated)
Tennessee
Registered Investment Advisory firm - (2/8/2015 Terminated)
Texas
Registered Investment Advisory firm - (1/8/2015 Terminated)
Wisconsin
Registered Investment Advisory firm - (1/8/2015 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/28/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SI
SECURE INVESTMENT MANAGEMENT, LLC
JOSHUA D. MELLBERG, SOLE PROPRIETOR | TAX SMART INVESTING & PLANNING | SENIOR ADVISORS WEALTH MANAGEMENT, LLC | SECURE INVESTMENT MANAGEMENT, LLC | JOSHUA DAVID MELLBERG, LLC DBA SENIOR ADVISORS | JOSHUA DAVID MELLBERG, LLC DBA JD MELLBERG FINANCIAL

CRD#: 141195 / SEC#: 801-80752

RIA
Registered Investment Advisory firm - (1/8/2015 Approved)
Arizona
Registered Investment Advisory firm - (1/8/2015 Terminated)
California
Registered Investment Advisory firm - (2/7/2015 Terminated)
Florida
Registered Investment Advisory firm - (9/15/2015 Terminated)
Nevada
Registered Investment Advisory firm - (2/26/2015 Terminated)
Tennessee
Registered Investment Advisory firm - (2/8/2015 Terminated)
Texas
Registered Investment Advisory firm - (1/8/2015 Terminated)
Wisconsin
Registered Investment Advisory firm - (1/8/2015 Terminated)
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Contact information


Main Address
3067 W. Ina Road #125, Tucson, AZ 85741
Mailing Address
Phone number
(520) 333-4719
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (19 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management


Total Number of Accounts825
AUM (Assets Under Management)$ 38,291,887

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SECURE INVESTMENT MANAGEMENT, LLC

CRD#: 141195

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