TS
Thomas A. Shankland
HARVEST INVESTMENT SERVICES
Oakbrook Terrace, IL 60181-4285
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CRD#: 1779390
TS
Professional summary
Thomas Anthony Shankland, who also goes by Tom Shankland, is a registered financial advisor currently at HARVEST INVESTMENT SERVICES, LLC located in Oakbrook Terrace, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Shankland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA AND INSURANCE: SHANKLAND FINANCIAL SERVICES; INVESTMENT RELATED; 622 VERSAILLES DR,VALPARAISO, IN 46383-6801; ESTATE AND FINANCIAL PLANNING FIRM; OWNER; CERTIFIED ESTATE PLANNER; CHARTERED FINANCIAL CONSULTANT; FINANCIAL PLANNING, FIXED INSURANCE SALES;STARTED 07/1997; 200 HRS/MO. THOMAS SHANKLAND; NOT INVESTMENT RELATED; 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; OWNER; PURCHASE, RENT AND SELL PROPERTIES FOR MY OWN BUSINESS AND INVESTMENT PURPOSES; START-04/2002; 20-30 HRS/MO. EQUITY INDEXED ANNUITIES WITH EQUITRUST, AMERUS, OM FINANCIAL, SAGICOR LIFE, MIDLAND NATIONAL, NORTH AMERICAN; NOT INVESTMENT RELATED; EST. 10-15 HRS/MO. SHANKLAND FINANCIAL SERVICES POSITION: OWNER NATURE: CONSULTING AND SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 20 START DATE: 10/01/1985 ADDRESS: 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; DESCRIPTION: MEET WITH CLIENTS AND PROSPECTIVE CLIENTS TO REVIEW FINANCIAL GOALS, PLAN, RECOMMEND AND IMPLEMENT TOOLS TO REACH THEIR FINANCIAL GOALS HARVEST INVESTMENT SERVICES POSITION: INVESTMENT ADVISOR NATURE: INVESTMENT ADVICE INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 03/30/2014 ADDRESS: 622 VERSAILLES DR, VALPARAISO, IN 46383-6801; DESCRIPTION: TO MEET WITH NEW AND PROSPECTIVE CLIENTS AND PROVIDE INVESTMENT ADVICE, RECOMMENDATIONS AND SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Anthony Shankland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2014 - Present
HARVEST INVESTMENT SERVICES, LLC
Office #1: 1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285RIA
CRD#: 159390
Oakbrook Terrace, IL
Past
November 9, 1999 - July 6, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
SHOREWOOD, IL
Past
July 16, 1997 - July 6, 2017
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
SHOREWOOD, IL
Past
February 20, 1990 - July 16, 1997
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
May 26, 1989 - February 20, 1990
LEADERTECH SECURITIES, INC.
BD
CRD#: 13052
Past
December 24, 1987 - May 15, 1989
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(8/31/2022)
IAR
Texas(5/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HI
HARVEST INVESTMENT SERVICES, LLC
COMPREHENSIVE FINANCIAL PLANNING SERVICES | PYLE FINANCIAL SERVICES, INC | PROGRESSIVE FINANCIAL PLANNING SERVICES, INC. | HARVEST INVESTMENT SERVICES, LLC | HARVEST INVESTMENT SERVICES, INC. | HARRISON FINANCIAL GROUP, INC. | HARRISON FINANCIAL GROUP, INC | DOUBLE W FINANCIAL GROUP, INC. | COPELIN FINANCIAL ADVISORS
CRD#: 159390 / SEC#: 801-79232
RIA
Registered Investment Advisory firm - (2/24/2014 Approved)Arizona
Registered Investment Advisory firm - (3/21/2014 Terminated)California
Registered Investment Advisory firm - (4/20/2014 Terminated)Illinois
Registered Investment Advisory firm - (2/24/2014 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/21/2014 Terminated)Texas
Registered Investment Advisory firm - (3/21/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285
Mailing Address
Phone number
(630) 613-9230
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
