Michael (. Kromm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael (nmn) Kromm, who also goes by Michael Kromm, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 5 firms and has passed the Series 65, Series 63 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2008 - January 4, 2021
FOCUSED INVESTORS LLC
October 11, 2007 - June 2, 2008
MAR VISTA INVESTMENT PARTNERS, LLC
October 2, 2006 - June 2, 2008
ROXBURY CAPITAL MANAGEMENT LLC
January 22, 2002 - January 9, 2006
PACIFIC FINANCIAL RESEARCH INVESTMENT MANAGEMENT
February 29, 1988 - March 7, 1990
MIDVALE SECURITIES CORPORATION
Primary Firm SEC Registration
FOCUSED INVESTORS LLC
CRD#: 140010 / SEC#: 801-66523
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOCUSED INVESTORS LLC
CRD#: 140010 / SEC#: 801-66523
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 3,236,841,986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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