Ian T. Robertson

CAPITAL MANAGEMENT SERVICES

MANCHESTER, MO 63011

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CRD#: 1779180

Professional summary

Ian Thomas Robertson, who also goes by Ian T Robertson, is a registered financial advisor currently at CAPITAL MANAGEMENT SERVICES, INC. located in Manchester, Missouri.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ian has worked at 14 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ian T Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner of ITROBERTSONCONSULTING, LLC, Located in Salem, SC, a non-investment related consulting firm established in 2013 which provides marketing services. Activity represents approximately 10 hours per week.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Thomas Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2015 - Present

CAPITAL MANAGEMENT SERVICES, INC.

Office #1: 410 Sovereign Ct. Suite 13, Manchester, MO 63011

RIA

CRD#: 118260

MANCHESTER, MO

Past

October 24, 2013 - May 26, 2015

LYONS WEALTH MANAGEMENT

RIA

CRD#: 150581

SALEM, SC

Past

October 4, 2010 - October 28, 2013

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

GIG HARBOR, WA

Past

September 14, 2010 - October 28, 2013

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

April 1, 2008 - January 20, 2009

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

CHICAGO, IL

Past

October 18, 2004 - January 21, 2009

ASSETMARK, INC.

RIA

CRD#: 109018

CHICAGO, IL

Past

October 18, 2004 - April 1, 2008

ASSETMARK CAPITAL CORPORATION

CRD#: 37583

CHICAGO, IL

Past

September 29, 2003 - November 5, 2004

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

MARIETTA, GA

Past

September 29, 2003 - November 5, 2004

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

August 27, 2002 - September 17, 2003

MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC

RIA

CRD#: 106652

ATLANTA, GA

Past

August 27, 2002 - September 17, 2003

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

August 17, 1999 - April 22, 2002

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

January 17, 1995 - June 11, 1999

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

September 19, 1988 - December 31, 1994

TRANSAMERICA FUND DISTRIBUTORS, INC.

CRD#: 3554

HOUSTON, TX

Past

December 22, 1987 - October 10, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL MANAGEMENT SERVICES, INC.

CRD#: 118260 / SEC#: 801-117988

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

California

Registered Investment Advisory firm - (2/23/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Kansas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/6/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Current Firm

CAPITAL MANAGEMENT SERVICES, INC.

CRD#: 118260 / SEC#: 801-117988

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

California

Registered Investment Advisory firm - (2/23/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Kansas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2020 Terminated)

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Contact information

Main Address

410 Sovereign Ct. Suite 13, Manchester, MO 63011

Mailing Address

Phone number

(636) 207-5829

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CMS FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	608
AUM (Assets Under Management)	$ 141,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ian T. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Thomas Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LYONS WEALTH MANAGEMENT

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

CAPITAL BROKERAGE CORPORATION

ASSETMARK, INC.

ASSETMARK CAPITAL CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

SEI INVESTMENTS DISTRIBUTION CO.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

TRANSAMERICA FUND DISTRIBUTORS, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

CAPITAL MANAGEMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2002

Series 63

Date: 1/6/1988

Series 7

Date: 12/19/1987

Current Firm

CAPITAL MANAGEMENT SERVICES, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT SERVICES, INC.

TRUST BUT VERIFY

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