Peter J. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Murphy was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1988. Peter had worked at 4 firms and has passed the Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - November 28, 2012
ECHOTRADE LLC
September 14, 2011 - October 21, 2011
ECHOTRADE LLC
January 2, 2001 - April 1, 2009
BEAR WAGNER SPECIALISTS LLC
October 1, 2000 - January 2, 2001
HUNTER SPECIALISTS, LLC
June 21, 1988 - April 3, 1995
MARCUS SCHLOSS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
