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Peter James Murphy

CRD# 1778947·Registered 1988 - 2012
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter James Murphy was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1988 - 2012. Peter had worked at 4 firms and has passed the Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
October 25, 2011 - November 28, 2012
ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
September 14, 2011 - October 21, 2011
BEAR WAGNER SPECIALISTS LLC·CRD# 32691
BD
New York, NY
January 2, 2001 - April 1, 2009
HUNTER SPECIALISTS, LLC·CRD# 43303
BD
New York, NY
October 1, 2000 - January 2, 2001
MARCUS SCHLOSS & CO., INC.·CRD# 6032
BD
New York, NY
June 21, 1988 - April 3, 1995

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Current Firm

EL
ECHOTRADE LLC

ECHOTRADE LLC | VAN BUREN SECURITIES, LLC

CRD#: 42239 / SEC#: 8-49764
BD
Terminated by SEC on 11/12/2013

Contact Information

Established

Delaware since 01/01/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DEETER, MISCHALIMITED PARTNER5132163
DEWIT, JEFFREY JAMESPRESIDENT—
DUFAULT, VINCENT ALLENBOARD MEMBER2566993
KELLER, ROBERT DENNISCHIEF OPERATING OFFICER—
PARKER, MARTY LEEBOARD MEMBER2954332
REEB, ANDREW PAULCHIEF FINANCIAL OFFICER4391114

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Sep 2011About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2008About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2000About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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