Stuart D. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Denham Porter was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1993. Stuart had worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2013 - May 20, 2020
POTAMUS TRADING, LLC
July 12, 1994 - January 4, 1995
GOLDMAN SACHS & CO. LLC
March 2, 1993 - December 20, 1993
BARRINGTON TRADING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POTAMUS TRADING, LLC
CRD#: 142867 / SEC#: , 8-67498
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| POTAMUS MANAGEMENT LLC | DIRECT OWNER | |
| GOVEREAU, PAUL | MANAGING PARTNER/CTO/CCO | 6078072 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
