Andrew O. Washburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Orman Washburn, who also goes by Andrew Washburn, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1989. Andrew had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2013 - October 4, 2024
MFS FUND DISTRIBUTORS, INC.
September 1, 2008 - March 19, 2013
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
July 27, 2006 - May 1, 2007
RIVERSOURCE DISTRIBUTORS, INC.
July 23, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
January 31, 2001 - May 1, 2001
IDS LIFE INSURANCE COMPANY
January 31, 2001 - April 20, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
August 12, 1997 - January 9, 2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
December 6, 1994 - April 18, 1997
MFS FUND DISTRIBUTORS, INC.
December 21, 1989 - December 31, 1994
MFS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MFS FUND DISTRIBUTORS, INC.
CRD#: 31052 / SEC#: , 8-45321
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | PARENT COMPANY | |
| GEREMIA, CAROL WILLIAM | DIRECTOR AND CHAIRMAN OF THE BOARD | 1456883 |
| HARDIN, HEIDI WALTER | SECRETARY | 2619251 |
| HUNT, MICHAEL ANDREW | CHIEF COMPLIANCE OFFICER | 4150065 |
| KEENAN, MICHAEL SEAN | PRESIDENT AND DIRECTOR | 2324763 |
| SMELSTOR, JOSEPH JOHN IV | TREASURER AND SENIOR GROUP CONTROLLER | 6247186 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
