Allen C. Conti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Charles Conti was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1987. Allen had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2021 - September 2, 2021
THE J. ARNOLD WEALTH MANAGEMENT CO., LLC
September 21, 1988 - August 20, 2004
THE INVESTMENT CENTER, INC.
December 22, 1987 - July 12, 1988
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE J. ARNOLD WEALTH MANAGEMENT CO., LLC
CRD#: 159710 / SEC#: 801-118114
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,750 |
| AUM (Assets Under Management) | $ 255,279,984 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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