Tadahiro R. Haley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tadahiro Richard Haley, who also goes by Tad R Haley, Tad Richard Haley, Tad Haley, was a registered financial professional .
Tadahiro is a previously registered financial professional and started their career in finance in 1997. Tadahiro had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2013 - July 21, 2015
BEACON GATE LLC
April 12, 2011 - May 17, 2011
BENCHMARQ TRADING PARTNERS LLC
March 11, 2011 - July 11, 2014
G-2 TRADING,LLC
March 25, 2010 - November 10, 2010
BETTERMENT SECURITIES
August 21, 2009 - March 11, 2011
MADISON PROPRIETARY TRADING GROUP, LLC
April 27, 2006 - August 28, 2009
G-2 TRADING,LLC
June 12, 2001 - June 23, 2006
CARLIN EQUITIES, LLC
June 10, 1998 - July 30, 2001
WORLDCO, L.L.C.
July 18, 1997 - June 19, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/22/1999
Limited Representative-Equity Trader ExamCurrent Firm
BEACON GATE LLC
CRD#: 157987 / SEC#: , 8-68875
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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