Jana L. Hunter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jana L Hunter, CIMA®, who also goes by Jana Lee Hunter, Jana Lee Jackson ^, Jana Lee Jackson, Jana Lee Montross ^, Jana Lee Montross, was a registered financial professional .
Jana is a previously registered financial professional and started their career in finance in 1988. Jana had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 4, 2008 - May 1, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2008 - May 1, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 17, 2006 - July 12, 2007
GRATUS CAPITAL MANAGEMENT, LLC
September 16, 2005 - June 28, 2007
GUNNALLEN FINANCIAL, INC
September 1, 2005 - June 28, 2007
GUNNALLEN FINANCIAL, INC
March 3, 2005 - August 23, 2005
VAN KAMPEN ADVISORS INC
March 2, 2005 - August 23, 2005
INVESCO CAPITAL MARKETS, INC.
September 26, 2002 - April 21, 2005
MORGAN STANLEY & CO. LLC
March 9, 2001 - July 25, 2002
MORGAN STANLEY DW INC.
August 11, 1993 - June 6, 2000
JGB INTERNATIONAL, INC.
March 6, 1991 - September 25, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
July 12, 1988 - June 20, 1990
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANC OF AMERICA INVESTMENT SERVICES, INC.
CRD#: 16361 / SEC#: , 8-33805
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERRILL LYNCH & CO., INC. | SHAREHOLDER | |
| BENSON, MARK JARRETT | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | 1915552 |
| CALL, JOHN SCOTT | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | 2815968 |
| NEWTH, RONALD JOSEPH | CHIEF OPERATING OFFICER/DIRECTOR | 1454390 |
| OSAKI, ISAAC | CHIEF LEGAL OFFICER | 4910551 |
| ROMANO, JOHN GARY | CFO/DIRECTOR | 5078610 |
Disclosures
| Regulatory Event | 53 |
| Civil Event | 1 |
| Arbitration | 68 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
