Julie A. Garella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Anne Garella, who also goes by Julie Anne Haugaard, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1987. Julie had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2010 - January 30, 2015
STOCK SECURITIES LLC
September 2, 2008 - June 15, 2010
BRIDGE CAPITAL ASSOCIATES, INC.
October 23, 2006 - February 14, 2008
CITIGROUP GLOBAL MARKETS INC.
October 12, 2006 - February 14, 2008
CITIGROUP GLOBAL MARKETS INC.
July 11, 2002 - March 2, 2006
MCCOLL GARELLA SECURITIES, LLC
October 23, 2001 - July 1, 2002
FAIRVIEW CAPITAL VENTURES, LLC.
October 11, 1999 - May 1, 2000
ROUND HILL SECURITIES, INC.
August 20, 1997 - November 4, 1997
ROUND HILL SECURITIES, INC.
November 27, 1991 - June 11, 1997
WACHOVIA SECURITIES, INC.
December 23, 1987 - December 3, 1991
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOCK SECURITIES LLC
CRD#: 32244 / SEC#: , 8-45650
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
