Gary J. Spicuzza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary John Spicuzza was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1987. Gary had worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2008 - April 6, 2018
SNOW CAPITAL MANAGEMENT, L.P.
April 11, 2005 - December 19, 2006
RYAN BECK & CO.
April 8, 2005 - December 19, 2006
RYAN BECK & CO.
May 12, 1999 - April 11, 2005
MORGAN STANLEY DW INC.
January 4, 1999 - March 10, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 10, 1998 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
July 1, 1997 - August 19, 1998
PRINCIPAL SECURITIES, INC.
January 15, 1996 - June 17, 1997
THE ADVISORS GROUP, INC.
May 31, 1995 - January 19, 1996
AMERICAN GENERAL EQUITY SERVICES CORPORATION
December 7, 1987 - June 30, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SNOW CAPITAL MANAGEMENT, L.P.
CRD#: 106516 / SEC#: 801-37238
Contact information
Documents
Red Flags
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