Jayette M. Sinclair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jayette Marie Sinclair, who also goes by Jayette Marie Chasse, Jayette M Gladysz, was a registered financial professional .
Jayette is a previously registered financial professional and started their career in finance in 1988. Jayette had worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2021 - December 2, 2022
KESTRA INVESTMENT SERVICES, LLC
April 3, 2017 - June 3, 2021
CADARET, GRANT & CO., INC.
July 1, 2016 - March 31, 2017
OSAIC INSTITUTIONS, INC.
November 22, 2005 - June 4, 2010
ESSEX NATIONAL SECURITIES, LLC
July 28, 2003 - July 1, 2016
ESSEX NATIONAL SECURITIES, LLC
April 26, 1999 - November 5, 2002
ESSEX NATIONAL SECURITIES, LLC
May 28, 1996 - December 31, 1997
CADARET, GRANT & CO., INC.
June 27, 1994 - May 23, 1995
HSBC BROKERAGE (USA) INC.
August 14, 1992 - June 28, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 30, 1992 - August 12, 1992
CADARET, GRANT & CO., INC.
May 15, 1990 - July 3, 1991
MONY SECURITIES CORPORATION
November 18, 1988 - January 12, 1990
UNITED PACIFIC FINANCIAL SERVICES, INC.
January 22, 1988 - October 20, 1988
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
January 22, 1988 - July 3, 1991
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
