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GT

Gordon D. Treco

Some features on this profile are disabled
CRD#: 1777424
GT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gordon Davis Treco, who also goes by Gordon D Treco, was a registered financial professional .

Gordon is a previously registered financial professional and started their career in finance in 2005. Gordon had worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gordon D Treco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 13, 2013 - December 20, 2022

CHESSIECAP SECURITIES, INC.

BD
CRD#: 132153
TOWSON, MD
Past

August 26, 2010 - December 19, 2012

BRIDGE CAPITAL ASSOCIATES, INC.

BD
CRD#: 143475
ARLINGTON, VA
Past

March 31, 2010 - June 25, 2010

FOCUS SECURITIES LLC

BD
CRD#: 150589
GAINESVILLE, VA
Past

March 18, 2009 - March 5, 2010

WM. H. MURPHY & CO., INC.

BD
CRD#: 27274
HOUSTON, TX
Past

May 24, 2007 - July 22, 2008

BDO CAPITAL ADVISORS, LLC

BD
CRD#: 109679
BETHESDA, MD
Past

January 17, 2005 - May 25, 2007

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/2005
General Securities Representative Examination

Current Firm

CS
CHESSIECAP SECURITIES, INC.
CHESSIECAP SECURITIES, INC.

CRD#: 132153 / SEC#: , 8-66565

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
7911 Sherwood Avenue, Towson, MD 21204
Mailing Address
7911 Sherwood Avenue, Towson, MD 21204
Phone number
(410) 952-2789
Established
Maryland since 04/20/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CHESSIECAP, INC.OWNER
SCHMIDT, DOUGLAS MORTONPRESIDENT/CEO/EXECUTIVE REPRESENTATIVE/CCO/AMLCO/FINOP1860723

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHESSIECAP SECURITIES, INC.

CRD#: 132153

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