Steven Adams
Professional summary
Steven Adams MR., who also goes by Steven Adams, is a registered financial advisor currently at ADAMS ASSET ADVISORS LLC located in Dallas, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Adams MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2005 - Present
ADAMS ASSET ADVISORS LLC
Office #1: 10670 N Central Expwy #470, Dallas, TX 75231December 17, 1997 - March 21, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 15, 1997 - March 21, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1987 - December 12, 1997
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
ADAMS ASSET ADVISORS LLC
CRD#: 120573 / SEC#: 801-61797
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/29/2005)
Exams
Series 8
Date: 6/28/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ADAMS ASSET ADVISORS LLC
CRD#: 120573 / SEC#: 801-61797
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 139 |
| AUM (Assets Under Management) | $ 912,150,809 |
Red Flags
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Company Information
ADAMS ASSET ADVISORS LLC
CRD#: 120573Dallas, TX 75231TRUST BUT VERIFY
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