Gary E. Friedman

SUMMIT CAPITAL

BEACHWOOD, OH

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CRD#: 1777181

Professional summary

Gary Evan Friedman is a registered financial advisor currently at SUMMIT CAPITAL INC. located in Beachwood, Ohio.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gary has worked at 6 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Evan Friedman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2009 - Present

SUMMIT CAPITAL INC.

RIA

CRD#: 121335

BEACHWOOD, OH

Past

September 22, 1995 - December 17, 1996

COMPULIFE INVESTOR SERVICES, INC.

CRD#: 21543

ST. CLOUD, MN

Past

August 18, 1994 - June 2, 2000

INDEPENDENCE CAPITAL CO., INC.

CRD#: 24723

PARMA, OH

Past

July 24, 1992 - May 26, 1994

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

May 29, 1991 - August 14, 1992

INDEPENDENCE CAPITAL CO., INC.

CRD#: 24723

PARMA, OH

Past

December 6, 1989 - May 3, 1991

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

December 22, 1987 - November 15, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT CAPITAL INC.

CRD#: 121335 / SEC#: 801-122654

RIA

Registered Investment Advisory firm - (11/5/2021 Approved)

Florida

Registered Investment Advisory firm - (8/17/2021 Approved)

Ohio

Registered Investment Advisory firm - (2/11/2005 Approved)

South Carolina

Registered Investment Advisory firm - (2/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/29/2009)

IAR

South Carolina
(2/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

Current Firm

SUMMIT CAPITAL INC.

CRD#: 121335 / SEC#: 801-122654

RIA

Registered Investment Advisory firm - (11/5/2021 Approved)

Florida

Registered Investment Advisory firm - (8/17/2021 Approved)

Ohio

Registered Investment Advisory firm - (2/11/2005 Approved)

South Carolina

Registered Investment Advisory firm - (2/4/2016 Approved)

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Contact information

Main Address

29425 Chagrin Blvd. # 350, Pepper Pike, OH 44122

Mailing Address

Phone number

(216) 539-8444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT CAPITAL INC FIRM BROCHURE (FORM ADV PART 2A) DTD 03-01-2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	673
AUM (Assets Under Management)	$ 208,230,928

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gary E. Friedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Evan Friedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPULIFE INVESTOR SERVICES, INC.

INDEPENDENCE CAPITAL CO., INC.

IFMG SECURITIES, INC.

INDEPENDENCE CAPITAL CO., INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

SUMMIT CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2016

Series 7

Date: 12/19/1987

Current Firm

SUMMIT CAPITAL INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT CAPITAL INC.

TRUST BUT VERIFY

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