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King David Bishop Jr

CRD# 1777160·Registered 1989 - 2015
Previously Registered: Being a previously registered professional could mean that King is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

King David Bishop JR, who also goes by King David Bishop, was a registered financial advisor. King was a previously registered financial professional and started their career in finance 1989 - 2015. King had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

King David Bishop

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Indian Wells, CA
November 18, 2014 - November 2, 2015
QUEST CAPITAL STRATEGIES, INC.·CRD# 16783
BD
Laguna Hills, CA
December 10, 2010 - November 30, 2012
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
San Diego, CA
March 8, 2000 - December 23, 2008
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
May 13, 1999 - December 31, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
September 26, 1996 - March 30, 1999
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
December 5, 1995 - September 9, 1996
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Anaheim, CA
April 28, 1995 - December 6, 1995
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
November 22, 1993 - April 28, 1995
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
April 1, 1991 - November 18, 1993
PW SECURITIES, INC.·CRD# 6775
BD
January 29, 1991 - April 1, 1991
PW SECURITIES, INC.·CRD# 6775
BD
November 6, 1989 - December 18, 1990
ARM SECURITIES CORPORATION·CRD# 932
BD
Minot, ND
August 16, 1989 - November 7, 1989
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
January 25, 1989 - November 13, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
January 24, 1989 - November 13, 1989

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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