King D. Bishop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
King David Bishop JR, who also goes by King David Bishop, was a registered financial professional .
King is a previously registered financial professional and started their career in finance in 1989. King had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2014 - November 2, 2015
J.P. TURNER & COMPANY, L.L.C.
December 10, 2010 - November 30, 2012
QUEST CAPITAL STRATEGIES, INC.
March 8, 2000 - December 23, 2008
AMERITAS INVESTMENT COMPANY, LLC
May 13, 1999 - December 31, 1999
WMA SECURITIES, INC.
September 26, 1996 - March 30, 1999
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 5, 1995 - September 9, 1996
TITAN/VALUE EQUITIES GROUP, INC.
April 28, 1995 - December 6, 1995
CENTAURUS FINANCIAL, INC.
November 22, 1993 - April 28, 1995
TITAN/VALUE EQUITIES GROUP, INC.
April 1, 1991 - November 18, 1993
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 29, 1991 - April 1, 1991
PW SECURITIES, INC.
November 6, 1989 - December 18, 1990
PW SECURITIES, INC.
August 16, 1989 - November 7, 1989
ARM SECURITIES CORPORATION
January 25, 1989 - November 13, 1989
EQUITABLE ADVISORS, LLC
January 24, 1989 - November 13, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
