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MK

Michael Joseph Kearns

CRD# 1777011·Registered 1987 - 1992
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Joseph Kearns, who also goes by Micky Kearns, Mike Kearns, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 1992. Michael had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Micky Kearns, Mike Kearns

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

GSC SECURITIES, INC.·CRD# 17013
BD
December 23, 1991 - April 14, 1992
GOVERNMENT SECURITIES CORPORATION·CRD# 19698
BD
December 23, 1991 - April 14, 1992
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
March 6, 1991 - November 20, 1991
TRANSAMERICA SECURITIES SALES CORPORATION·CRD# 17970
BD
May 10, 1990 - November 21, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.·CRD# 3600
BD
May 10, 1990 - November 21, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
December 22, 1987 - December 13, 1989

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Current Firm

GS
GSC SECURITIES, INC.

GSC SECURITIES, INC. | REGISTERED SECURITIES CORPORATION OF TEXAS

CRD#: 17013 / SEC#: 8-34886
BD
Terminated by SEC on 12/08/1997

Contact Information

Established

Texas since 09/13/1985

Firm Type

Corporation

Fiscal Year End

September

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1988About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Feb 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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MK
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