Lawrence R. Goldfarb
Professional summary
Lawrence Ross Goldfarb was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lawrence is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Lawrence had worked at 2 firms, which includes D.H. TROOB & COMPANY, CREDIT SUISSE SECURITIES (USA) LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 1993 - April 19, 1994
D.H. TROOB & COMPANY
February 9, 1990 - March 10, 1992
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 2/1/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
D.H. TROOB & COMPANY
CRD#: 16222 / SEC#: , 8-33535
Contact information
Documents
Red Flags
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