Burton T. Peake

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CRD#: 1776912

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Burton Tracy Peake JR, who also goes by Burt Peake, Burton (jr) Peake, Burton Tracy Peake, was a registered financial professional .

Burton is a previously registered financial professional and started their career in finance in 1988. Burton had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Burt Peake | Burton (jr) Peake | Burton Tracy Peake

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 08/01/2016: Tennessee Valley Asset Management Partners - DBA for LPL Business (entity for LPL business) - INV REL - 6025 Brookvale Lane Suite 160 Knoxville, TN 37919 - Started 09/02/2016 - 160 Hr/Mo; 6 Hours During Securities Trading; 100% Time Spent (2) 08/03/2016: Tennessee Valley Asset Management Partners, LLC - Registered Investment Advisor Hybrid - INV REL - 6025 Brookvale Lane Suite 160 Knoxville, TN 37919 - Started 09/02/2016 - IAR - 160 Hr/Mo; 26 Hours During Securities. (3) 12/12/2016: Tennessee Brokerage Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/08/2016 - 1 Hour Per Month During Securities Trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 29, 2016 - April 16, 2024

TVAMP, LLC

RIA

CRD#: 160321

KNOXVILLE, TN

Past

July 29, 2016 - May 1, 2024

LPL FINANCIAL LLC

CRD#: 6413

KNOXVILLE, TN

Past

October 10, 2013 - July 29, 2016

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

KNOXVILLE, TN

Past

September 23, 2010 - October 10, 2013

FTB ADVISORS, INC.

RIA

CRD#: 143830

MEMPHIS, TN

Past

November 17, 2008 - March 30, 2012

FIRST HORIZON ADVISORS, INC.

RIA

CRD#: 17117

KNOXVILLE, TN

Past

November 17, 2008 - July 29, 2016

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

KNOXVILLE, TN

Past

September 26, 2005 - October 31, 2008

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

KNOXVILLE, TN

Past

September 23, 2005 - October 31, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

KNOXVILLE, TN

Past

October 21, 1996 - September 27, 2005

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

KNOXVILLE, TN

Past

September 17, 1996 - September 27, 2005

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

July 31, 1993 - September 17, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 21, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 8, 1989 - January 30, 1991

FIRST FUNDS, INC.

CRD#: 17415

Past

February 23, 1988 - November 11, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TVAMP, LLC

BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC

CRD#: 160321 / SEC#: 801-96325

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/22/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (5/29/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/22/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Current Firm

TVAMP, LLC

BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC

CRD#: 160321 / SEC#: 801-96325

RIA

Registered Investment Advisory firm - (5/18/2015 Approved)

Florida

Registered Investment Advisory firm - (5/22/2015 Terminated)

Tennessee

Registered Investment Advisory firm - (5/29/2015 Terminated)

Texas

Registered Investment Advisory firm - (5/22/2015 Terminated)

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Contact information

Main Address

6025 Brookvale Lane Suite 160, Knoxville, TN 37919

Mailing Address

Phone number

(865) 226-9982

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 APPENDIX 1 (9/5/2025)

ADV PART 2A (9/5/2025)

Regulatory assets under management

Total Number of Accounts	4,768
AUM (Assets Under Management)	$ 1,000,508,308

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Burton T. Peake

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

FIRST HORIZON ADVISORS, INC.

FTB ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

FIRST HORIZON ADVISORS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

FIRST FUNDS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TVAMP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2001

Series 63

Date: 4/4/1988

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1988

Current Firm

TVAMP, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TVAMP, LLC

TRUST BUT VERIFY

Contact information

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