Robert T. Hausler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Thomas Hausler was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2017 - April 16, 2018
PRAXIA FINANCIAL SERVICES, LLC
February 13, 2013 - August 12, 2013
PALMETTO ADVISORY GROUP, LLC
September 10, 2009 - February 17, 2011
FORESIDE FUND SERVICES, LLC
January 22, 2007 - March 5, 2009
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
July 5, 2005 - January 5, 2006
SANFORD C. BERNSTEIN & CO., LLC
April 30, 2004 - January 5, 2006
ALLIANCEBERNSTEIN INVESTMENTS, INC.
March 15, 2001 - April 8, 2004
SANFORD C. BERNSTEIN & CO., LLC
November 12, 1999 - March 13, 2001
CIBC WORLD MARKETS CORP.
September 25, 1997 - August 20, 1999
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
February 27, 1996 - September 5, 1997
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PRAXIA FINANCIAL SERVICES, LLC
CRD#: 175415 / SEC#: 801-123322
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 58,344,622 |
Red Flags
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