Jay D. Jordan
Professional summary
Jay Dee Jordan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jay is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Jay had worked at 9 firms, which includes WFG ADVISORS LP, WFG INVESTMENTS INC., MORGAN STANLEY DW INC., RBC CAPITAL MARKETS LLC, DAIN RAUSCHER INCORPORATED, RAUSCHER PIERCE REFSNES INC., UBS FINANCIAL SERVICES INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2005 - December 19, 2005
WFG ADVISORS, LP
September 27, 2005 - April 6, 2016
WFG INVESTMENTS, INC.
November 6, 2002 - September 27, 2005
MORGAN STANLEY DW INC.
April 10, 2001 - September 27, 2005
MORGAN STANLEY DW INC.
March 2, 1998 - April 17, 2001
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
January 3, 1995 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
March 2, 1990 - January 11, 1995
UBS FINANCIAL SERVICES INC.
April 11, 1988 - March 12, 1990
LEHMAN BROTHERS INC.
December 22, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
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Exams
Current Firm
WFG ADVISORS, LP
CRD#: 125073 / SEC#: 801-61945
Contact information
Documents
Red Flags
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