Thomas N. Tillery

PARAKLETE FINANCIAL

Kennesaw, GA

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CRD#: 1776600

Professional summary

Thomas Neal Tillery, CFP®, ChFC®, CLU® is a registered financial advisor currently at PARAKLETE FINANCIAL, INC. located in Kennesaw, Georgia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Thomas has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: FINANCIAL PLANNING ADVOCATE, LLC; ADDRESS OF OBA: KENNESAW, GA 30152; NATURE: EDUCATIONAL SERVICES AND CONSULTING FIRM; INVESTMENT RELATED: NO; TITLE WITH OBA: VICE PRESIDENT; DUTIES: WRITE TEXTBOOKS, SPEAK PUBLICLY, AND PROVIDE CONTINUING EDUCATION TO ACCOUNTANTS, ATTORNEYS, AND FINANCIAL ADVISERS; START DATE: 01/07/2009; APPROX. NUMBER OF HOURS/MONTH: 40; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Neal Tillery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 13, 2007 - Present

PARAKLETE FINANCIAL, INC.

RIA

CRD#: 142323

Kennesaw, GA

Past

January 23, 2006 - December 4, 2006

CETERA ADVISORS LLC

RIA

CRD#: 10299

KENNESAW, GA

Past

January 23, 2006 - December 4, 2006

CETERA ADVISORS LLC

CRD#: 10299

KENNESAW, GA

Past

October 19, 2004 - January 28, 2005

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

April 19, 2004 - October 6, 2004

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ATLANTA, GA

Past

March 30, 2004 - October 6, 2004

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

April 24, 2002 - March 31, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 7, 2001 - April 24, 2002

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

April 6, 2000 - June 8, 2001

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

December 16, 1987 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Past

December 16, 1987 - April 7, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(12/9/2024)

IAR

Arizona
(1/17/2024)

IAR

Arkansas
(7/8/2024)

IAR

California
(9/25/2023)

IAR

Colorado
(9/12/2024)

IAR

Florida
(3/10/2022)

IAR

Georgia
(2/13/2007)

IAR

Louisiana
(10/15/2024)

IAR

North Carolina
(4/6/2010)

IAR

Tennessee
(9/12/2024)

IAR

Texas
(1/31/2018)

IAR

Virginia
(8/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/30/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/11/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/1996

General Securities Principal Examination

Current Firm

PARAKLETE FINANCIAL, INC.

NETMORE PLANNING, LLC | PARAKLETE FINANCIAL, INC.

CRD#: 142323 / SEC#:

Alaska

Registered Investment Advisory firm - (12/9/2024 Approved)

Arizona

Registered Investment Advisory firm - (1/17/2024 Approved)

Arkansas

Registered Investment Advisory firm - (7/8/2024 Approved)

California

Registered Investment Advisory firm - (9/25/2023 Approved)

Colorado

Registered Investment Advisory firm - (10/13/2023 Approved)

Florida

Registered Investment Advisory firm - (3/10/2022 Approved)

Georgia

Registered Investment Advisory firm - (2/13/2007 Approved)

Louisiana

Registered Investment Advisory firm - (10/15/2024 Approved)

North Carolina

Registered Investment Advisory firm - (4/5/2010 Approved)

South Carolina

Registered Investment Advisory firm - (12/22/2017 Terminated)

Tennessee

Registered Investment Advisory firm - (8/18/2023 Approved)

Texas

Registered Investment Advisory firm - (1/31/2018 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (8/22/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Kennesaw, GA

Mailing Address

Phone number

(678) 290-3930

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas N. Tillery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Neal Tillery's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

NYLIFE DISTRIBUTORS LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MUTUAL SERVICE CORPORATION

PACIFIC SELECT DISTRIBUTORS, LLC

MML DISTRIBUTORS, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/1994

Series 63

Date: 5/10/1991

Series 7

Date: 1/30/1996

Series 6

Date: 12/11/1987

Series 24

Date: 9/27/1996

Current Firm

PARAKLETE FINANCIAL, INC.

Contact information

Documents

Red Flags

Company Information

PARAKLETE FINANCIAL, INC.

TRUST BUT VERIFY

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