Virginia A. Hodge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Ann Hodge, who also goes by Ann Hodge, VIrginia Ann Hodge, Virginia Ann Hodge, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1990. Virginia had worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2024 - March 11, 2025
KESTRA ADVISORY SERVICES, LLC
July 19, 2024 - March 11, 2025
KESTRA INVESTMENT SERVICES, LLC
March 27, 2023 - April 16, 2024
EDWARD JONES
March 27, 2023 - April 16, 2024
EDWARD JONES
July 13, 2022 - November 18, 2022
BLACKROCK INVESTMENT MANAGEMENT, LLC
July 13, 2022 - November 18, 2022
BLACKROCK INVESTMENTS, LLC
May 7, 2020 - April 13, 2022
EDWARD JONES
March 2, 2020 - April 13, 2022
EDWARD JONES
April 10, 2006 - February 5, 2015
LPL FINANCIAL LLC
January 11, 2005 - March 20, 2006
TRUIST INVESTMENT SERVICES, INC.
July 3, 2003 - March 20, 2006
TRUIST INVESTMENT SERVICES, INC.
June 18, 2002 - June 16, 2003
MORGAN STANLEY DW INC.
October 2, 2001 - May 2, 2002
GLOBAL ATLANTIC DISTRIBUTORS, LLC
November 4, 1997 - September 21, 2001
LPL FINANCIAL LLC
August 5, 1991 - September 9, 1997
J.C. BRADFORD & CO.
March 21, 1990 - August 22, 1990
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/2/2020
General Securities Representative ExaminationCurrent Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
