John Catalano
Professional summary
John Catalano JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, John had worked at 9 firms, which includes BENSON YORK GROUP INC., MEYERS POLLOCK ROBBINS INC., J.W. BARCLAY & CO. INC., A.S. GOLDMEN & CO. INC., JOSEPHTHAL & CO. INC., MARKETFIELD SECURITIES LIMITED, NORTH AMERICAN INVESTMENT CORP., COPELAND SECURITIES INCORPORATED, STEINBERG & LYMAN.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 1998 - December 16, 1998
BENSON YORK GROUP, INC.
January 14, 1994 - August 27, 1997
MEYERS POLLOCK ROBBINS, INC.
March 15, 1993 - January 22, 1994
J.W. BARCLAY & CO., INC.
February 10, 1989 - December 31, 1992
A.S. GOLDMEN & CO., INC.
January 3, 1989 - January 25, 1989
JOSEPHTHAL & CO., INC.
August 15, 1988 - September 13, 1989
MARKETFIELD SECURITIES LIMITED
January 12, 1988 - July 25, 1988
NORTH AMERICAN INVESTMENT CORP.
December 14, 1987 - June 13, 1988
COPELAND SECURITIES INCORPORATED
December 4, 1987 - August 1, 1988
STEINBERG & LYMAN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENSON YORK GROUP, INC.
CRD#: 40231 / SEC#: , 8-48986
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MID ISLAND GROUP LP | MEMBER | |
| ALTER,EDWARD,T. | SHAREHOLDER | |
| BRENNAN, KEVIN PATRICK | CEO | 3009014 |
| CHEESE, PETER AYRTON | SHAREHOLDER | 4135870 |
| CONROY, JOHN JOSEPH | PRESIDENT | 3008995 |
| DAVID, MCMILLIAN | SHAREHOLDER | 4615688 |
| DEMETRI, GARY P | GENERAL PRINCIPAL | 1744849 |
| DUBIN, BRYAN H. | SHAREHOLDER | 4133663 |
| FOLBERTH, RONALD W | SHAREHOLDER | 3146128 |
| FRIEDMAN, SOLOMON | SHAREHOLDER | 4133919 |
| HOMAYOONFAR, FARHAD DAVID | SHAREHOLDER | 4135853 |
| JERMYN, JOHN JAMES | SHAREHOLDER | |
| KRUG, MARK ANDREW | SHAREHOLDER | 4135859 |
| KUPFER, TERRANCE W. | SHAREHOLDER | 4134006 |
| LAMPIASI, VICTOR NONE | SHAREHOLDER | 4615691 |
| LARSON, DENNIS | SHAREHOLDER | 4615682 |
| LENZ, GORDON UNKNOWN II | SHAREHOLDER | 4512437 |
| LUCE, JAMES EDWIN | SHAREHOLDER | 3146136 |
| MCKENNA, WAYNE A. | SHAREHOLDER | 4138432 |
| MILLER, BRADFORD ALAN | FINOP | 1934143 |
| NICKELL,GARVIN,B. | SHAREHOLDER | |
| PASCHKE, RANDOLPH CLARE | SHAREHOLDER | 4132848 |
| SAMPSON, KEVIN THOMAS | SHAREHOLDER | 4135874 |
| SHEALEY, WILLIAM RAY | SHAREHOLDER | 4512381 |
| SPIEGEL, HOPE | SHAREHOLDER | 4135875 |
| SUTTER, TIMOTHY NONE | SHAREHOLDER | 4615693 |
| UDD, RODNEY D | SHAREHOLDER | |
| WERNET, MARK EDWARD | SHAREHOLDER | 4405331 |
| WESTERMAN, JOHN EDWARD | SHAREHOLDER | 4136205 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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