Timothy C. Moody
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Chris Moody, who also goes by Timothy Moody, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1987. Timothy had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2006 - August 4, 2017
MOODY CAPITAL SOLUTIONS, INC
February 10, 2003 - October 1, 2007
MIDSOUTH CAPITAL, INC.
June 22, 1999 - January 14, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
May 28, 1999 - June 21, 1999
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
December 10, 1997 - June 15, 1999
CARTER, TERRY & COMPANY, INC.
February 13, 1997 - December 4, 1997
CENTENNIAL CAPITAL MANAGEMENT, INC.
December 17, 1996 - December 31, 1996
IFG NETWORK SECURITIES, INC.
March 13, 1995 - December 20, 1996
BUCKHEAD FINANCIAL CORPORATION
February 16, 1994 - July 11, 1995
MERIDIAN, DUNHILL & CO., INC.
March 31, 1993 - February 15, 1994
RESURGENS CAPITAL & INVESTMENTS, INC.
September 26, 1991 - September 1, 1993
DIVERSIFIED CORPORATE SECURITIES, INC.
February 6, 1990 - February 2, 1993
FIRST ATLANTA SECURITIES, LLC
November 4, 1988 - February 10, 1990
ATLANTA SECURITIES & INVESTMENTS, INC.
December 22, 1987 - October 31, 1988
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOODY CAPITAL SOLUTIONS, INC
CRD#: 15989 / SEC#: , 8-32928
Contact information
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
