David M. Plisco
Professional summary
David Max Plisco, who also goes by David Plisco, is a registered financial professional currently at ALAMO CAPITAL located in Walnut Creek, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Max Plisco's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2020 - Present
ALAMO CAPITAL
Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596October 12, 2015 - June 4, 2020
LADENBURG THALMANN & CO. INC.
April 28, 1995 - October 15, 2015
GILFORD SECURITIES INCORPORATED
January 4, 1993 - May 15, 1995
LIBERTY CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2020)
(6/16/2020)
(8/9/2022)
(6/16/2020)
(6/16/2020)
(6/16/2020)
(9/23/2020)
(6/16/2020)
(6/16/2020)
Exams
FINRA
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: , 8-42293
Contact information
FINRA licenses (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 81,684,700 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
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Company Information
ALAMO CAPITAL
CRD#: 26193Walnut Creek, CA 94596TRUST BUT VERIFY
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