Cynthia J. Hamill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia June Hamill, who also goes by Cindy Hamill, Cynthia June Hamill, Cynthia J Hammill, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1988. Cynthia had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2016 - January 31, 2018
SPIRE SECURITIES, LLC
April 19, 2016 - January 31, 2018
SPIRE WEALTH MANAGEMENT, LLC
July 29, 2011 - December 31, 2014
TRUST ADVISORY GROUP LTD
July 29, 2011 - January 2, 2015
AGES FINANCIAL SERVICES, LTD.
July 14, 2006 - July 28, 2011
WFG ADVISORS, LP
July 14, 2006 - July 28, 2011
WFG INVESTMENTS, INC.
June 8, 2000 - July 21, 2006
SCOTT & STRINGFELLOW, LLC
May 5, 1999 - July 21, 2006
SCOTT & STRINGFELLOW, LLC
April 8, 1999 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
July 20, 1998 - September 14, 1998
B. RILEY SECURITIES, INC.
January 15, 1998 - July 21, 1998
SCOTT & STRINGFELLOW, INC.
June 20, 1991 - September 16, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 1990 - December 19, 1990
CITIGROUP GLOBAL MARKETS INC.
August 25, 1988 - May 4, 1989
JOHNSTON, LEMON & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/14/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SPIRE SECURITIES, LLC
CRD#: 144131 / SEC#: , 8-67635
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
