Alexander S. Gillespie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Scott Gillespie, who also goes by Alex Gillespie, Alexander S Gillespie, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1988. Alexander had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2014 - August 10, 2016
FREEDOM INVESTORS CORP.
March 2, 2010 - December 31, 2014
MERRIMAC CORPORATE SECURITIES, INC.
January 21, 2009 - February 3, 2010
ALLSTATE FINANCIAL SERVICES, LLC
January 16, 2004 - December 24, 2008
MERRIMAC CORPORATE SECURITIES, INC.
November 15, 2000 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
May 31, 1994 - November 15, 2000
PREFERRED SECURITIES GROUP, INC.
February 8, 1993 - June 16, 1994
DMG SECURITIES, INC.
October 29, 1992 - February 16, 1993
JOSEPHTHAL & CO., INC.
April 6, 1992 - October 15, 1992
CHATFIELD DEAN & CO., INC.
January 1, 1988 - January 29, 1992
C.J. WRIGHT AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM INVESTORS CORP.
CRD#: 23714 / SEC#: 801-39223, 8-40671
Contact information
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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