David C. Adams
Professional summary
David Carlton Adams JR, who also goes by Dave Adams, David C Adams Jr, David Carlton Adams, is a registered financial professional currently at TRADEPRO SECURITIES, LLC. located in Lawrenceville, Georgia.
David is registered as a RR (Registered Representative) and started their career in finance in 1988. David has worked at 25 firms and has passed the Series 63, Series 65, Series 99TO, Series 22TO, Series 52TO, Series 42, Series 72, Series 79TO, Series 6TO, Series 82TO, SIE, Series 62, Series 7, Series 26, Series 39 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Carlton Adams JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2025 - Present
TRADEPRO SECURITIES, LLC.
Office #1: 340 Congress Parkway,, Lawrenceville, GA 30044April 28, 2023 - February 25, 2025
J.H. DARBIE & CO., INC.
March 10, 2022 - March 3, 2023
CRITO CAPITAL LLC
March 26, 2019 - November 3, 2021
TRADEPRO SECURITIES, LLC.
July 23, 2018 - March 19, 2019
BENJAMIN & JEROLD BROKERAGE I, LLC
January 12, 2017 - October 9, 2018
FOREST SECURITIES,INC.
February 16, 2016 - December 9, 2016
ACAP FINANCIAL INC.
July 31, 2012 - February 12, 2016
SPENCER EDWARDS, INC.
March 14, 2011 - July 26, 2012
BMA SECURITIES, LLC
June 8, 2010 - March 11, 2011
CAPITAL GROWTH RESOURCES
August 19, 2009 - June 21, 2010
SCOTTSDALE CAPITAL ADVISORS CORP
January 15, 2008 - August 25, 2009
WORLD TRADE FINANCIAL CORPORATION
April 2, 2007 - January 4, 2008
AARON CAPITAL INCORPORATED
May 8, 2003 - June 28, 2004
CAPITAL GROWTH RESOURCES
September 27, 2000 - May 9, 2001
SALOMON GREY FINANCIAL CORPORATION
January 31, 1999 - September 14, 2000
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
April 3, 1998 - December 30, 1998
FORTRESS FINANCIAL GROUP, LTD.
November 27, 1995 - January 14, 1998
PRUCO SECURITIES, LLC.
June 30, 1994 - April 25, 1995
PAULSON INVESTMENT COMPANY LLC
June 23, 1993 - June 21, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
August 17, 1992 - May 5, 1993
MONACO SECURITIES, INC.
May 7, 1992 - August 4, 1992
AMR SECURITIES, INC.
May 23, 1990 - April 1, 1992
H.J. MEYERS & CO., INC.
November 30, 1989 - February 7, 1990
J.P. MORGAN SECURITIES LLC
April 20, 1989 - December 2, 1989
J. W. GANT & ASSOCIATES, INC.
March 13, 1989 - April 27, 1989
THE STUART-JAMES COMPANY, INCORPORATED
March 23, 1988 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2025)
(2/27/2025)
(4/2/2025)
(1/27/2025)
(2/27/2025)
(1/27/2025)
(2/27/2025)
(1/28/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 42
Date: 1/2/2023
Registered Options Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 62
Date: 6/28/2008
Corporate Securities Limited Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
MIAX PEARL, LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TRADEPRO SECURITIES, LLC.
CRD#: 103781 / SEC#: , 8-52282
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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