Lisa L. Dickerson
Professional summary
Lisa Leanne Dickerson, who also goes by Lisa Leanne Erwin, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Richardson, Texas.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 1997. Lisa has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Leanne Dickerson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2026 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 777 E. Campbell Rd, Richardson, TX 75081February 14, 2018 - February 23, 2026
LPL FINANCIAL LLC
March 13, 2013 - February 14, 2018
INVEST FINANCIAL CORPORATION
April 26, 2010 - January 30, 2013
RBC CAPITAL MARKETS, LLC
March 2, 1998 - March 4, 2010
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
July 22, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2026)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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