William E. Van Cleve
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Early Van Cleve JR, who also goes by Early Van Cleve, William Early Van Cleve, William Van Cleve, William E Van Cleve Jr, Early Vancleve, William Early Vancleve Jr, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 22 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 4, 2022 - October 19, 2022
BROOKSTONE CAPITAL MANAGEMENT LLC
August 19, 2019 - March 4, 2022
AE WEALTH MANAGEMENT, LLC
May 8, 2019 - September 6, 2019
D.H. HILL ADVISORS, INC.
January 6, 2017 - May 9, 2017
COLUMBIA ADVISORY PARTNERS, LLC
March 6, 2015 - December 1, 2015
HORTER INVESTMENT MANAGEMENT, LLC
September 14, 2012 - July 18, 2014
INVESTORS CAPITAL CORP.
September 14, 2012 - July 18, 2014
INVESTORS CAPITAL CORP.
August 15, 2012 - October 22, 2012
CORECAP ADVISORS
August 8, 2012 - October 15, 2012
CORECAP INVESTMENTS, LLC
July 13, 2012 - July 25, 2012
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
June 20, 2012 - July 25, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
January 20, 2012 - April 25, 2012
EQUITABLE ADVISORS, LLC
January 20, 2012 - April 25, 2012
EQUITABLE ADVISORS, LLC
January 30, 2009 - February 17, 2012
HILLTOP SECURITIES INC.
January 30, 2009 - February 17, 2012
HILLTOP SECURITIES INC.
May 7, 2008 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2008 - February 13, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 18, 2007 - July 31, 2007
FOX FINANCIAL MANAGEMENT CORPORATION
May 20, 2004 - September 5, 2006
MORGAN KEEGAN & COMPANY, LLC
October 5, 2001 - May 21, 2004
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 10, 2000 - October 12, 2001
WELLS FARGO CLEARING SERVICES, LLC
September 25, 1998 - May 19, 2000
JOSEPHTHAL & CO., INC.
September 8, 1997 - October 5, 1998
H.J. MEYERS & CO., INC.
April 18, 1997 - August 15, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
October 24, 1994 - November 9, 1995
LPL FINANCIAL LLC
December 5, 1989 - January 10, 1990
REMINGTON SECURITIES, INC.
Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
