Judson B. Schumacher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judson Bernard Schumacher, who also goes by Jud Bernard Schumacher, Judson B Schumacher, was a registered financial professional .
Judson is a previously registered financial professional and started their career in finance in 2005. Judson had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2017 - April 26, 2018
OBEX SECURITIES LLC
November 23, 2011 - March 10, 2015
JEFFERIES LLC
June 5, 2009 - November 23, 2011
JEFFERIES BACHE SECURITIES, LLC
October 19, 2006 - June 17, 2009
UBS SECURITIES LLC
May 4, 2006 - October 19, 2006
UBS CLEARING SERVICES CORPORATION
April 8, 2005 - October 6, 2006
ABN AMRO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBEX SECURITIES LLC
CRD#: 120002 / SEC#: , 8-65242
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
