Marlene A. Vrba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlene Ann Vrba, who also goes by Marlene Usauskas, was a registered financial professional .
Marlene is a previously registered financial professional and started their career in finance in 1988. Marlene had worked at 12 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2016 - November 4, 2016
BBVA SECURITIES INC.
October 27, 2014 - March 16, 2016
CETERA WEALTH SERVICES, LLC
June 23, 2010 - November 21, 2012
SCOTTRADE, INC.
February 12, 2008 - June 30, 2008
STRUCTURED PORTFOLIO, INC.
April 2, 2007 - August 20, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - August 20, 2007
MORGAN STANLEY & CO. LLC
April 10, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
April 7, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
June 8, 2005 - February 1, 2006
TD AMERITRADE, INC.
May 31, 2005 - February 1, 2006
TD AMERITRADE, INC.
January 2, 2003 - May 18, 2005
CHARLES SCHWAB & CO., INC.
March 13, 1996 - May 18, 2005
CHARLES SCHWAB & CO., INC.
September 20, 1994 - March 27, 1996
TRADESTAR INVESTMENTS,INC.
September 15, 1993 - September 20, 1994
NATIONSSECURITIES
April 16, 1992 - September 8, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 23, 1989 - November 21, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 1988 - April 11, 1989
MORGAN STANLEY DW INC.
January 20, 1988 - June 20, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BBVA SECURITIES INC.
CRD#: 27060 / SEC#: , 8-42857
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BBVA USD INVESTMENTS, S.A. | OWNER | |
| ALARCON GONZALEZ, LUIS FRANCISCO | DIRECTOR | 7560286 |
| CANGCUESTA, KRISTINE FAITH | US HEAD OF BSA/AML | 8096305 |
| GIL HERNANDEZ, REGINA | DIRECTOR | 5774494 |
| JENSEN, PETER EGELUND | DIRECTOR, CEO & MANAGING DIRECTOR, INSTITUTIONAL; CHAIRMAN OF THE BOARD | 2596069 |
| MOSCARA, STEPHEN MICHAEL | DIRECTOR, EXECUTIVE VICE PRESIDENT AND FINOP | 4564002 |
| MURPHY, COLIN A | OPERATIONS PRINCIPAL INSTITUTIONAL | 4274816 |
| NEEL, DAVID SULLIVAN JR | CO-CCO, SENIOR VICE PRESIDENT, DIRECTOR OF RETAIL COMPLIANCE | 1884109 |
| RAGHAVAN, PRIYA | DIRECTOR | 6485341 |
| SCHUBERT, PHILIP MICHAEL | DIRECTOR | 5285568 |
| SOHN, DONG B | CHIEF FINANCIAL OFFICER | 5115452 |
| SPINELLI, JOSEPH CHARLES | CO-CCO, VICE PRESIDENT, HEAD OF INSTITUTIONAL COMPLIANCE | 2436743 |
| SWAMMY, SARAH ALEXANDRA | DIRECTOR | 4010520 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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