George W. Magladry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George William Magladry III, who also goes by Bill Magladry, G William Magladry III, G W Magladry III, George William Magladry, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1988. George had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2018 - December 11, 2019
CENTAURUS FINANCIAL, INC.
August 24, 2018 - December 11, 2019
CENTAURUS FINANCIAL, INC.
August 18, 2009 - August 28, 2018
NPB FINANCIAL GROUP, LLC
August 17, 2009 - August 28, 2018
NPB FINANCIAL GROUP, LLC
November 20, 2008 - August 18, 2009
ASSOCIATED SECURITIES CORP.
November 20, 2008 - August 18, 2009
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
November 19, 2008 - August 18, 2009
ASSOCIATED SECURITIES CORP.
April 29, 2005 - November 21, 2008
FSC SECURITIES CORPORATION
April 27, 2005 - November 21, 2008
FSC SECURITIES CORPORATION
July 8, 1997 - April 25, 2005
CETERA WEALTH SERVICES, LLC
December 23, 1994 - April 25, 2005
CETERA WEALTH SERVICES, LLC
May 30, 1992 - December 21, 1994
BA INVESTMENT SERVICES, INC.
March 8, 1988 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
