Mary A. Brooks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Alyce Brooks, CFP®, who also goes by Mary Alyce Kuster, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1988. Mary had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2002
Experience
January 1, 2013 - April 2, 2025
BROOKS FINANCIAL PLANNING
January 3, 2012 - December 31, 2012
CGN ADVISORS, LLC
October 22, 2002 - December 31, 2011
BROOKS FINANCIAL PLANNING
January 2, 2002 - July 25, 2003
SUNAMERICA SECURITIES, INC.
July 24, 1996 - December 31, 2001
SIGNAL SECURITIES, INC.
July 9, 1990 - May 29, 1996
VOYA FINANCIAL ADVISORS, INC.
January 3, 1989 - March 28, 1990
TAMARON INVESTMENTS, INC.
February 24, 1988 - December 3, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BROOKS FINANCIAL PLANNING
CRD#: 122467 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
