Michael T. Moe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Moe was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2013 - May 27, 2021
GSV ADVISORS, LLC
January 26, 2011 - December 31, 2015
GSV ASSET MANAGEMENT, LLC
October 5, 2010 - December 31, 2010
GSV ASSET MANAGEMENT, LLC
October 6, 2009 - September 21, 2011
NORTH POINT MERGERS AND ACQUISITIONS, INC.
February 12, 2001 - September 11, 2008
THINKEQUITY LLC
July 13, 1998 - March 16, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 1997 - July 17, 1998
BANC OF AMERICA SECURITIES LLC
December 19, 1996 - October 1, 1997
MONTGOMERY SECURITIES
July 11, 1994 - February 26, 1996
LEHMAN BROTHERS INC.
August 6, 1990 - May 18, 1994
DAIN RAUSCHER INCORPORATED
March 23, 1990 - August 20, 1990
OPPENHEIMER & CO. INC.
December 23, 1988 - March 23, 1990
B.C. CHRISTOPHER SECURITIES CO.
November 25, 1987 - December 23, 1988
MORISON SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GSV ADVISORS, LLC
CRD#: 150442 / SEC#: , 8-68261
Contact information
Documents
Red Flags
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