Michael T. Todryk

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CRD#: 1773687

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Thomas Todryk was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 11, 2008 - July 3, 2014

KLAAS FINANCIAL ASSET ADVISORS, LLC.

RIA

CRD#: 121399

LOVES PARK, IL

Past

August 1, 2008 - May 30, 2014

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

LOVES PARK, IL

Past

July 21, 2008 - May 30, 2014

INVESTACORP, INC.

CRD#: 7684

LOVES PARK, IL

Past

May 9, 2008 - July 7, 2008

MONTICELLO INVESTMENT SERVICES, INC.

RIA

CRD#: 140851

NEOSHO, MO

Past

January 26, 2007 - July 22, 2008

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

ROCKFORD, IL

Past

September 12, 2005 - January 26, 2007

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

ROCKFORD, IL

Past

September 12, 2005 - January 26, 2007

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

ROCKFORD, IL

Past

September 9, 2004 - June 9, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

ROCKFORD, IL

Past

September 9, 2004 - June 9, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

ST. PETERSBURG, FL

Past

December 11, 2002 - October 5, 2004

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

October 7, 1997 - October 3, 2002

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 7, 1997 - October 3, 2002

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD#: 121399 / SEC#: 801-79516

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/10/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 7/20/2010

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/8/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KLAAS FINANCIAL ASSET ADVISORS, LLC.

CRD#: 121399 / SEC#: 801-79516

RIA

Registered Investment Advisory firm - (4/9/2014 Approved)

Illinois

Registered Investment Advisory firm - (4/10/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/10/2014 Terminated)

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Contact information

Main Address

4707 Perry Ridge Lane, Loves Park, IL 61111

Mailing Address

Phone number

(815) 877-8440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/26/2025)

APPENDIX 1 - WRAP BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	2,539
AUM (Assets Under Management)	$ 632,130,957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael T. Todryk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

MONTICELLO INVESTMENT SERVICES, INC.

MIDAMERICA FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

NYLIFE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KLAAS FINANCIAL ASSET ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2001

Series 63

Date: 11/20/1997

Series 22

Date: 7/20/2010

Series 6

Date: 10/6/1997

Series 26

Date: 1/8/2001

Current Firm

KLAAS FINANCIAL ASSET ADVISORS, LLC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KLAAS FINANCIAL ASSET ADVISORS, LLC.

TRUST BUT VERIFY

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