Stephen M. Erken
Professional summary
Stephen M Erken, CFP®, who also goes by Stephen Erken, Steve Erken, is a registered financial advisor currently at MAXELE ADVISORS, LLC located in Webster Groves, Missouri.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Stephen has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen M Erken's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2006
Experience
February 7, 2013 - Present
MAXELE ADVISORS, LLC
Office #1: 20 Allen Avenue Suite 330, Webster Groves, MO 63119April 12, 2000 - February 7, 2013
EQUITABLE ADVISORS, LLC
November 27, 1987 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 27, 1987 - February 7, 2013
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
MAXELE ADVISORS, LLC
CRD#: 165129 / SEC#: 801-121992
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/26/2013)
(3/29/2018)
(2/7/2013)
(3/25/2025)
Exams
Current Firm
MAXELE ADVISORS, LLC
CRD#: 165129 / SEC#: 801-121992
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 608 |
| AUM (Assets Under Management) | $ 165,276,239 |
Red Flags
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